When are patients lost to follow-up in pre-antiretroviral therapy care? a retrospective assessment of patients in an Ethiopian rural hospital
© Shaweno and Shaweno; licensee BioMed Central. 2015
Received: 29 January 2015
Accepted: 20 April 2015
Published: 1 June 2015
There is concern about the increasing rates of loss to follow-up (LTFU) among pre-antiretroviral therapy (pre-ART) patients in Ethiopia. Little information is available regarding the time when pre-ART patients are lost to follow-up in the country. This study assessed the time when LTFU occurs as well as the associated factors among adults enrolled in pre-ART care in an Ethiopian rural hospital.
Data of all adult pre-ART patients enrolled at the Sheka Zonal Hospital between 2010 and 2013 were reviewed. Patients were considered lost to follow-up if they failed to keep scheduled appointments for more than 90 days. The Cox proportional hazards regression model was used to assess factors associated with time until LTFU. The Kaplan-Meier survival table was used to compare the LTFU experiences of patients, segregated by significant predictors.
A total of 626 pre-ART patients were followed for 319.92 person-years of observation (PYOs) from enrolment to pre-ART outcomes, with an overall LTFU rate of 55.8 per 100 PYOs. A total of 178 (28.4%) pre-ART patients were lost to follow-up, 93% of which occurred within the first six months. The median follow-up time was 6.13 months. The independent predictors included: not having been started on co-trimoxazole prophylaxis (adjusted hazard ratio [AHR] = 1.77, 95% confidence interval [CI], 1.12–2.79), a baseline CD4 count of or above 350 cells/mm3 (AHR = 1.87, 95%CI, 1.02–3.45), and an undisclosed HIV status (AHR = 3.04, 95%CI, 2.07–4.45).
A significant proportion of pre-ART patients is lost to follow-up. Not having been started on co-trimoxazole prophylaxis, presenting to care with a baseline CD4 cell count ≥350 cells/mm3, and an undisclosed HIV status were significant predictors of LTFU among pre-ART patients. Thus, close monitoring and tracking of patients during this period is highly recommended. Those patients with identified risk factors deserve special attention.
KeywordsPre-ART Loss to follow-up Rural Ethiopia
Please see Additional file 1 for translations of the abstract into the six official working languages of the United Nations.
At the end of 2013, 35 million people were living with HIV worldwide, of which nearly 10 million had started antiretroviral therapy (ART) [1,2]. More than two-thirds of the global cases are located in Sub-Saharan Africa (SSA) [2-5]. Not all patients who present at an earlier stage of their illness are eligible for ART, and even if they are eligible, prompt initiation of treatment will depend on several factors including availability of medicines and trained health workers [3,6,7]. Eligible patients are also hindered from accessing heath care and initiating treatment due to factors such as distance to healthcare facility, social stigma, being in a less advanced disease stage, feeling healthy, occupation, and level of literacy [2,4,6,8-11]. It is therefore likely that in settings with a high disease burden and limited resources, some patients will default from care before they are started on ART [3,4]. A review of literature on patient retention in SSA showed that less than one-third of patients remain continuously in care between the time they test HIV-positive and start ART .
Loss to follow-up [LTFU) among patients enrolled into HIV care is a persistent challenge in SSA. Although LTFU among pre-ART patients poses challenges in Ethiopian ART hospitals [3,6,12-14], it has only recently began to be recognized in literature . High pre-ART patient loss is a signal of poor uptake of interventions. Historically, strategies to address patient LTFU have focused on the ART period, with greater attention and resource prioritization given to this, however, LTFU among pre-ART patients has been given less attention [15-19].
The facility-based annual report of HIV progress at the Sheka Zonal Hospital indicated that a significant number of patients who tested positive for HIV failed to start pre-ART care and those linked to care were lost before ART initiation . A better understanding of the time when patients are lost to follow-up and associated risk factors in rural Ethiopia could be helpful for designing time relevant intervention strategies. The aim of this study was to assess the time when patients are lost to follow-up and the associated factors in a cohort of pre-ART patients at the Sheka Zonal Hospital, rural Ethiopia.
Study setting and design
This was a retrospective assessment of patients enrolled in pre-ART care from 2010 to 2013 at the Sheka Zonal Hospital, southwest Ethiopia, which is located about 611 km from the capital, Addis Ababa. The estimated catchment population was 120,000, sub-divided into 19 rural and three urban kebeles, of which seven rural and three urban were located within 10 km of the hospital, the recommended distance for service accessibility [20,21]. The institution started providing ART in 2006. Other services including voluntary counseling and testing (VCT), provider-initiated counseling and testing (PICT), prevention of mother-to-child transmission (PMTCT), and condom promotion are delivered integrally. Patients are linked to pre-ART care on the same day of testing by using both internal and external modes of patient referral systems. Linked patients are continuously followed-up on pre-ART care until they are eligible to start lifelong antiretroviral drugs (ARVs). The CD4 measurement of pre-ART patients is taken on the same day of testing for HIV and then every six months (on average). All patient information is registered and kept confidentially both in hard and electronic formats. Pre-ART patients are appointed for care and follow-up every three months as per the national and World Health Organization (WHO) guidelines, except for those in clinical urgency and chronic management. Adherence supporters and case managers collect patient information. All patient-related data are coded, entered, and analyzed by data clerks trained by management science for health (MSH) and John Hopikin’s university (JHU) TSEHAI. Up to the time of data collection, 2,170 patients have been enrolled in pre-ART care since the service started.
All 626 adult HIV positive patients enrolled in pre-ART care at the Sheka Zonal Hospital from September 1, 2010 to August 31, 2013 were included in the study.
In this study, the baseline explanatory variables were age, sex, pregnancy status, religion, educational status, marital status, number of children, dependent children in the household, place of residence, occupation, disclosure of HIV status, number of CD4 cells count, WHO clinical stage, provision of co-trimoxazole prophylaxis therapy (CPT), opportunistic infections, TB status, BMI, baseline functional status of the patient, availability of ART clinic in the catchment area (<10 km), and mode of patient referral system. The major pre-ART outcome was time until LTFU, defined as the time from the date of enrolment up to 90 days after the last scheduled appointment [16,22]. Those who came back after 90 days of the last scheduled appointment were treated as LTFU cases. On the other hand, those who were active on follow-up, were transferred to other facilities, or initiated treatment at the end of the observation period were reported as censored cases.
Data processing, analysis, and interpretation
Data coding, entry, and cleaning was performed using EpiData version 3.1 and analysis was done using SPSS version 16.0. To investigate predictors of timing until LTFU, two strategies were used. First, explanatory variables were entered into separate bivariate Cox regression proportional hazards models. Second, all variables from the bivariate models with p-value ≤0.25 were included in a final multivariable Cox regression model. Associations were examined at a p <0.05 significance level.
Rates of LTFU were calculated by summing the number of patients lost to follow-up during a particular period of time divided by the total number of years of follow-up during this period. The proportional hazard assumption was assessed by performing log-log survival curves based on Schoenfeld residuals. Variables with incomplete data were entered as “missing”; the rate of missing data for all variables was below 2.7%.
The Kaplan-Meier survival table was used to compare LTFU experiences of pre-ART patients segregated by significant predictor variables at enrolment. Incidence density was calculated for LTFU cases using person-years of contribution to the cohort.
The study protocol was approved by the Institutional Review Board of Jimma University, Ethiopia.
Between 2010 and 2013, a total of 659 patients were enrolled in pre-ART care. Of these, 626 were eligible for this study based on the inclusion criteria.
Socio-demographic characteristics of the patients
Baseline socio-demographic characteristics of adult pre-ART patients enrolled in pre-ART care at the Sheka Zonal Hospital, Sheka Zone, southwest Ethiopia, 2010–2013, by pre-ART outcome
LTFU n (%)
Retained n (%)
Age (in years)
Tertiary and above
Baseline characteristics of the patients
Of the 626 patients enrolled in pre-ART care, 374 (59.7%) were early stage presenters and 413 (66%) were linked to care with a baseline CD4 count ≥350 cells/ml. The baseline mean CD4 cell counts were 469.9 (SD, 323.2) cells/mm3 and 879.7 (SD, 349.5) cells/mm3for retained and LTFU patients, respectively.
Of the 79.2% of patients who had experienced at least one type of opportunistic infection during presentation to care, 341 (54.5%) had been treated with CPT.
Of the total participants, 227 (37.2%) were underweight (BMI ≤18.5), 377 (61.8%) were of normal weight (BMI = 18.5–24.9), and 6 (1.0%) were overweight (BMI ≥25). Regarding tuberculosis (TB) screening, 625 (99.8%) were screened for TB, of which 106 (17%) were positive.
In terms of the baseline functional status of the cohort during presentation to care, 578 (92.6%) were at working conditions and the rest (4%) and (3.4%) were at ambulatory and bedridden conditions, respectively.
Service availability, mode of referral, and disclosure of HIV status
Of the total participants, 424 (67.9%) were in the catchment area of the zonal hospital and 528 (85.2%) were linked to pre-ART care using the internal mode referral. Regarding disclosure of HIV status, 368 (59%) disclosed their HIV status, of which 332 (90.2%) did so to their family members. The rest of the patients (41%) had not disclosed the status to anyone.
Outcomes during follow-up period
Patients were followed up with pre-ART care from 2010 to 2013 for 319.92 person-years of observation (PYOs). At the end of the observation period, of the patients who were enrolled in pre-ART care, 178 (28.4%) were lost to follow-up, 20 (3.2%) were transferred to another facility, 268 (42.8%) had initiated treatment, 33 (5.3%) had died, and 127 (20.3%) were found to be active in pre-ART care. The overall LTFU rate was 55.8 per 100 PYOs. Among those patients lost to follow-up, 111 (62.4%) were female. The number of LTFU cases among pregnant women in the pre-ART patient cohort was not reported during the study period.
Survival analysis of time until LTFU
Estimated number of LTFU cases among pre-ART patients at the end of observation periods spanning 3, 6, 12, 24, and 36 months at Sheka Zonal Hospital, southwest Ethiopia, between 2010 and 2013
Observation period (in months)
Cumulative loss in %
At 3 months
At 6 months
At 12 months
At 24 months
At 36 months
The mean estimate of LTFU time for patients who started CPT at pre-ART care during enrolment was 9.88 (95% CI, 9.5–8.3) months, whereas for patients who were not started on CPT, it was 5.55 (95% CI, 4.9–6.2) months. The difference in time between the two categories of patients was statistically significant (p <0.001). Similarly, the mean estimate of time until LTFU for patients who disclosed their HIV status to their family members was 9.8 (95% CI, 9.4–10.3) months, whereas for patients who did not disclose their HIV status to anyone when enrolling into care was 5.0 (95% CI, 4.3–5.7) months. The observed difference was statistically significant (p <0.001).
Comparisons of LTFU experiences among pre-ART patients, by CPT status and HIV status disclosure at enrolment, Kaplan-Meier survival table
Time in months
Cumulative proportion surviving at time T
N of cumulative attritions
N of remaining cases
Disclosure of HIV status
Not at all
Factors associated with time to LTFU
Cox regression analysis for independent predictors of timing until LTFU at the Sheka Zonal Hospital, southwest Ethiopia, from 2010 to 2013
95.0% CI AHR
CPT at enrolment
Disclosure of HIV status
To family members
To other relatives
WHO clinical stage
Within <10 km
Currently, the need to focus on retaining patients starting pre-ART care and not just patients being initiated on ART is being emphasized [5,6,18,24,25]. This study examined LTFU among pre-ART patients and associated factors in rural Ethiopia. In this study, the rate of LTFU in pre-ART care was high and was significantly associated with not having been started on CPT, presenting to care with a baseline CD4 ≥ 350 cells/mm3, and an undisclosed HIV status.
In this study, the overall rate of LTFU in pre-ART care was 28.4%. Compared to findings from different settings, this percentage is higher [18,26,27]. The differences could be due to variations in study design, definitions, and patient follow-ups. Unlike our study, which defined pre-ART patients as all newly enrolled HIV patients regardless of their clinical stage and CD4 count, studies conducted in other settings [17,25,28] focused on pre-ART patients with low CD4 cell counts and an advanced disease stage.
The incidence of pre-ART LTFU was highest in the first year of study. Approximately 96% of LTFU cases occurred in the first year and all LTFU occurred at the end of the two-year observation period. This is higher by nearly 10% when compared to findings from Nigeria that showed that 88.0% of LTFU cases occurred in the first year and all deaths occurred in the first six months of pre-ART care . This variation may be due to poor monitoring and tracking of defaulting patients observed during early periods of pre-ART care [6,12,16].
A low CD4 cell count has been found to be a risk factor for LTFU among pre-ART patients in Durban, South Africa  and in Uganda . Findings from these studies contradict our study finding where patients with higher CD4 cell counts were at an increased risk of LTFU (see Figure 1B). This could be due to methodological differences with respect to operational definitions and also differences between the study settings [31-33]. On the other hand, this study’s finding regarding the association between a less advanced disease stage and pre-ART LTFU was consistent with a study conducted in southern Ethiopia with similar operational definitions and study settings . This finding was also supported by a study conducted in South Africa where the probability of returning to care reduced for patients with higher CD4 cell counts . Part of the explanation for the increased risk of pre-ART LTFU among patients with better immune statuses or less advanced disease stages could result from patients’ self-assessment of feeling healthy and might have been more reluctant to be on pre-ART [9,35,36].
In this study, HIV status disclosure was found to be significantly associated with time until LTFU among pre-ART patients. Compared to those patients who disclosed their HIV status to their family members, those who did not disclose it to anyone had a nearly three times higher risk of LTFU (see Figure 1C). In one study, disclosure status did not show a significant association  and this could be due to differences in methodological variations. But, a study in Ethiopia indicated that HIV positive people experience both discriminatory exclusion and isolation from society, which further discourages disclosure of their HIV status. As a result, status disclosure and health-seeking behavior could be negatively affected. Similarly, among interviewed pre-ART patients from Addis Ababa, 50% had not disclosed their HIV status due to fear of rejection from household members, thus they attiritted from care . Another systematic review of 34 studies supports the notion that HIV status disclosure can improve access to HIV/AIDS care and, therefore, the retention in pre-ART care . Part of the underlying explanation for undisclosed HIV status can be fear of stigma and rejection from household members and the community at large [38,39].
Limitations of the study
This study was not without limitations. The number of lost to follow-up patients might have been overestimated because patients might have been dying at home without reporting it. Using data with incomplete information might have also introduced bias.
A high rate of LTFU among pre-ART patients was observed, with more than one-third of patients being lost to follow-up in the first year of pre-ART care. Analysis of predictor variables indicated that high LTFU rates were associated with no CPT at enrolment, a baseline CD4 cell count ≥350 cells/mm3, and not disclosing HIV status.
Close monitoring and improved tracking of patients is recommended during the early periods of pre-ART care. In addition, the preventive intervention should be scaled up in a manner that all CPT-eligible pre-ART patients get this intervention promptly. Treatment programs must make greater efforts to retain patients in care prior to ART initiation, particularly those who are in good health at enrollment, so that they can start ART as soon as they become eligible. Patients should also endeavor to avail services in their catchment area and increase timely communication with family members.
Acquired immunodeficiency syndrome
Co-trimoxazole prophylactic therapy
Human immunodeficiency virus
John Hopkins University
Loss to follow-up
Management science for health
Provider-initiated counseling and testing
Prevention of mother-to-child transmission
Voluntary counseling and testing
World Health Organization
We acknowledge Jimma University for financial support. We are also grateful to the staff at the Sheka Zonal Hospital.
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